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The Controllership Series: The Controllers Role in Compliance

Total Credits: 1.4 including 1.4 Accounting - Technical

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Categories:
ACPEN Industry Institute |  Accounting and Auditing
Faculty:
Lynn Fountain
Course Levels:
Basic
Duration:
1.4 Hours
License:
Expires 30 day(s) after program date.
Dates
Please Note: Programs with a ☾ insignia begin after 5pm or air on the weekend.
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Description

The controller has several broad areas to stay up to date on regarding compliance initiatives:

  • Financial compliance
  • Regulatory compliance
  • Operational Compliance
  • IT Compliance

Basic Course Information

Learning Objectives
  • Examine controller's role in financial compliance
  • Examine controller's role in regulatory compliance
  • Understand primary regulatory agencies
  • Examine regulatory compliance policies
  • Examine controller's role in operational and strategic compliance
  • Examine methods to ensure compliance
  • Examine consequences of non-compliance

Major Subjects
  • Regulatory Compliance
  • Operational Compliance
  • Financial Compliance

Course Materials

Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (442.7 KB) Available after Purchase
The Controllers Role in Compliance Handout (1.8 MB) Available after Purchase
Terms (22.2 KB) Available after Purchase

Faculty

Lynn Fountain Related Seminars and Products

Lynn Fountain has over 45 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.

Dates

Tue, Jun 10, 2025 - 9:00 AM to 10:15 AM MDT
Thu, Jun 19, 2025 - 1:00 PM to 2:15 PM MDT
Thu, Jul 10, 2025 - 9:00 AM to 10:15 AM MDT
Sat, Jul 19, 2025 - 1:00 PM to 2:15 PM MDT
Mon, Aug 11, 2025 - 9:00 AM to 10:15 AM MDT
Tue, Aug 19, 2025 - 1:00 PM to 2:15 PM MDT
Wed, Sep 10, 2025 - 9:00 AM to 10:15 AM MDT
Fri, Sep 19, 2025 - 1:00 PM to 2:15 PM MDT
Fri, Oct 10, 2025 - 9:00 AM to 10:15 AM MDT
Mon, Oct 20, 2025 - 1:00 PM to 2:15 PM MDT
Mon, Nov 10, 2025 - 9:00 AM to 10:15 AM MST
Wed, Nov 19, 2025 - 1:00 PM to 2:15 PM MST
Wed, Dec 10, 2025 - 9:00 AM to 10:15 AM MST
Fri, Dec 19, 2025 - 1:00 PM to 2:15 PM MST
Sat, Jan 10, 2026 - 9:00 AM to 10:15 AM MST
Mon, Jan 19, 2026 - 1:00 PM to 2:15 PM MST
Tue, Feb 10, 2026 - 9:00 AM to 10:15 AM MST
Thu, Feb 19, 2026 - 1:00 PM to 2:15 PM MST
Tue, Mar 10, 2026 - 9:00 AM to 10:15 AM MDT
Thu, Mar 19, 2026 - 1:00 PM to 2:15 PM MDT
Fri, Apr 10, 2026 - 9:00 AM to 10:15 AM MDT
Mon, Apr 20, 2026 - 1:00 PM to 2:15 PM MDT
Mon, May 11, 2026 - 9:00 AM to 10:15 AM MDT
Tue, May 19, 2026 - 1:00 PM to 2:15 PM MDT
Wed, Jun 10, 2026 - 9:00 AM to 10:15 AM MDT
Fri, Jun 19, 2026 - 1:00 PM to 2:15 PM MDT

Additional Info

Basic Course Information

Prerequisites None
Advanced Preparation None
Designed For

Controllers, Accountants, Finance Professionals

 


Original Recording Date 05/2025
Yellow Book No
Course Developer Lynn Fountain, CPA, CGMA, CRMA, cPIA, MBA
Date Added to Catalog 05/2025

Additional Information

Complaint Resolution Policy

Please contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199). 


Official Registry Statement

Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org


Instructional Delivery Method

Group Internet Based


Course Registration Requirements

Online Registration


Refund/Cancellation Policy

Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer. 


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